Completing the Series 79 exam is an essential first step towards becoming an investment banker. Much like the Series 7 exam, it’s an important top-off that measures your ability to advise or facilitate public and private offerings and sales.

Since it’s such an important job, the test to become a licensed insurance broker can be very difficult; you’ll need to put in some serious study time if you want to pass on your first try.

Similar to the prerequisite SIE exam, completing a Series 79 prep course will massively increase your chances of passing your investment banking representative qualification exams. There are many options available, making it difficult to choose the best Series 79 study guides.

That’s why I’ve thoroughly examined the best and most popular Series 79 study courses below. Take a look and find out which ones can best prepare you for a rewarding career as an insurance broker!


#1 Securities Institute of America Series 79 Study Material

My top pick is Securities Institute of America due to their multifaceted approach to test prep. Additionally, they offer a wide range of catalog options that ensure you don’t have to pay more than you’re comfortable.

Course Details

If you’ve taken an online course before, you should be well-accustomed to the content in a typical SIA course. Their FINRA Series 79 catalog includes a textbook, exam prep software, and a combo package that includes both.

The 300 page textbook is a great crash course in all the essential topics you’ll need to know in order to pass the exam and start working professionally as a registered representative. This includes:

  • Valuation analysis
  • Financial restructuring
  • Corporate transactions

It’s a decent educational resource on its own, but it works even better as a supplement to SIA’s online test prep course. This is compatible with Mac or PC and can even be accessed on most tablets and smartphones. It provides an appealing combination of video lectures with challenging practice questions; this ensures you fully understand the reasoning behind core concepts and can adequately answer questions related to them.

Pros and Cons

  • Pro – Greenlight Guarantee: Securities Institute of America has a Greenlight Exam you’re supposed to take near the end of their online course. This is a realistic simulation of the full exam, so you can expect an identical score between both tests. In fact, SIA guarantees you’ll pass your Series 79 if you pass their Greenlight Exam, or you’ll get a full refund.
  • Pro – Written By Experts: SIA’s practice questions are challenging and provide a valuable resource to supplement knowledge gained from their videos and text passages. These materials are designed by experienced professionals in the finance industry, including Certified Financial Analysts.
  • Con – No Bundle: Currently, you can choose to buy the textbook, the exam prep software, or both. However, there’s no bundle offer for purchasing a combination of the two; it’s just the same cost as purchasing each one separately, if not a dollar more expensive. Not a big deal, but it would be nice to offer some kind of incentive to purchase the whole set!

Bottom Line

Securities Institute of America should be your first choice when preparing for any FINRA exam. Their textbook is awesome, but it’s a good idea to use the exam prep software alongside it so you can take advantage of their pass guarantee.


#2 STC Series 79 Study Material

Securities Training Corporation Course

STCUSA is impressive in the way they implement study materials to reinforce learning. Lectures are followed up by practice tests to ensure you can apply your new knowledge and keep everything fresh in your mind for exam day.

Course Details

STCUSA courses use their materials to guide you through a pre-made study plan. Each new lesson reinforces what you’ve learned elsewhere, and plenty of self study materials are available for you to use on your own time.

Thanks to this, you can apply everything you’ve learned to your own professional experience— and you never have to worry about distractions while studying.

STC Has Been The Go-To in Securities Training for Over 50 years

There are currently 3 packages available for STCUSA’s Series 79 course: Standard, Premier, and Premier Plus plans. These cost $370, $525, and $625 respectively, but they frequently go on sale. Depending on whether you want more lecture content or more practice tests, different packages may work better for your study needs.

Here are some of the many features and materials included with STCUSA’s courses:

  • Crunch Time Facts
  • 24/7 Support
  • 6 Month Enrollment Period
  • Online and Printed Study Manual
  • Practice Exams
  • On-Demand Lectures
  • Flashcards
  • Pass Guarantee

Pros and Cons

  • Pro – Test Based Content: The most effective strategy for exam preparation is imitation; that’s why STCUSA makes sure that each set of lessons comes paired with a practice exam. Completing these not only improves your knowledge, but also ensures that you’re familiar with the format of the exam ahead of time.
  • Pro – Instructor Support: You never have to struggle alone if you’re having issues with certain concepts. STCUSA’s instructors are willing to answer your questions both in and out of live class time. Thanks to that, you can quickly get help and move on to the next question!
  • Con – Limited Learning Styles: STCUSA offers a very focused study guide with little variation. There’s no adaptive learning or customizable options outside of the initial course package you choose. Essentially, you’ll have to work within this course’s schedule instead of having it work around yours.

Bottom Line

STCUSA is an excellent course that focuses heavily on traditional learning styles. Choose this course if you prefer a straightforward and gimmick-free study experience.