The financial industry offers a wide range of opportunities for aspiring finance professionals. But because becoming a broker, agent, planner, or broker involves handling money and investments, federal regulations are in place to ensure that only qualified and trained professionals can dispense investment advice. One way to prove your ability is to take certain exams
This securities training site is a true standout in their field. Thanks to their exam software, robust test bank, and educational guarantee, you’ll be in the best hands possible when preparing for your career in the financial services industry.
Of course, earning your license is easier said than done. This exam is notoriously difficult, which is why the Series 6 exam pass rate is low when compared to other exams offered by the Financial Industry Regulatory Authority (FINRA)
There are many study guide options available for those seeking to ace this exam. Online courses abound due to their accessibility and affordability; in-person opportunities exist as well for those who need extra support.
Naturally, you’d expect such an important exam to be difficult. But don’t worry—there are some great online study guides and resources you can use to help you prepare for your Series 9 exam.
With a lot of the busywork taken care of, you’ll be able to focus on the most important thing: passing the Series 3 and starting your career trading futures and options.
For many, the Securities Industry Essentials exam will be one of their first hurdles on their path to their professional career goals. But with a newer exam, where do you even begin to study? We’ve got you covered!
Completing a Series 99 prep course will give you everything you need to pass the test on your first try. In order to help you pick out a good one, I’ve taken a look at the 5 best prep courses on the market.
I’ve compiled all the key information you need to know about these 2 exams to ensure that you know what you’re getting into ahead of time. You’ll be able to start working towards your certification with confidence as long as you read everything below.
All investors and organizations working within the securities industry are required to complete Continuing Education (CE) in order to continue working and adhering to their standards of integrity. This is a similar process to fulfilling CPE for other finance and accounting certifications.