Series 65 vs Series 7: Which FINRA Exam Is Right for You?

The financial industry offers a wide range of opportunities for aspiring finance professionals. But because becoming a broker, agent, planner, or broker involves handling money and investments, federal regulations are in place to ensure that only qualified and trained professionals can dispense investment advice. One way to prove your ability is to take certain exams

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Securities Institute of America FINRA Review

This securities training site is a true standout in their field. Thanks to their exam software, robust test bank, and educational guarantee, you’ll be in the best hands possible when preparing for your career in the financial services industry.

FINRA Series 6 Pass/Fail Rate

Breakdown: Series 6 Pass/Fail Rate

Of course, earning your license is easier said than done. This exam is notoriously difficult, which is why the Series 6 exam pass rate is low when compared to other exams offered by the Financial Industry Regulatory Authority (FINRA)

Best FINRA Series 9 Study Guides

Best Series 9 Study Guides

Naturally, you’d expect such an important exam to be difficult. But don’t worry—there are some great online study guides and resources you can use to help you prepare for your Series 9 exam.

Best SIE Exam Prep Courses Online

For many, the Securities Industry Essentials exam will be one of their first hurdles on their path to their professional career goals. But with a newer exam, where do you even begin to study? We’ve got you covered!

Top 5 Series 99 Study Guides

Completing a Series 99 prep course will give you everything you need to pass the test on your first try. In order to help you pick out a good one, I’ve taken a look at the 5 best prep courses on the market.

Series 66 vs. 63: FINRA Licenses Compared

I’ve compiled all the key information you need to know about these 2 exams to ensure that you know what you’re getting into ahead of time. You’ll be able to start working towards your certification with confidence as long as you read everything below.

Breakdown: FINRA Continuing Education

All investors and organizations working within the securities industry are required to complete Continuing Education (CE) in order to continue working and adhering to their standards of integrity. This is a similar process to fulfilling CPE for other finance and accounting certifications.