All investors and organizations working within the securities industry are required to complete Continuing Education (CE) in order to continue working and adhering to their standards of integrity. This is a similar process to fulfilling CPE for other finance and accounting certifications.
Natural, you’d expect such an important exam to be difficult. But don’t worry—there are some great online study guides and resources you can use to help you prepare for your Series 9 exam.
If you’ve decided to work in finance, then you’ll need to earn one or more securities certifications. But which ones do you need? The answer will vary depending on your specific career goals, but there’s more to it than that. Considering all of the options at your disposal from the Financial Industry Regulatory Authority (FINRA),
For many, the Securities Industry Essentials exam will be one of their first hurdles on their path to their professional career goals. But with a newer exam, where do you even begin to study? We’ve got you covered!
Since it’s such an important job, the test to become a licensed insurance broker can be very difficult; you’ll need to put in some serious study time if you want to pass on your first try.
The FINRA Series 6 exam is designed to be incredibly difficult, but don’t lose hope! There are a lot of professional study guides and courses that can help you pass the exam with only a little time and patience.
Studying for such a crucial exam can be nerve-wracking, but having a good study plan can improve your confidence.
After researching the top exam prep providers, the best online Series 7 exam review courses are listed below. Keep reading for an overview of today’s top providers and a list of their highs and lows so you can find the best course to help you on your way to a career as a general securities representative.
Keep in mind that this securities exam tests your knowledge of a research analyst’s job functions more than asking you to solve clever puzzles.
The Series 66 exam can be quite difficult— but failure isn’t an option. That’s why it’s so important to get an effective study course as soon as possible in order to pass your licensing exam.